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An umbrella or parasol is a canopy designed to protect against rain or sunlight. The word parasol usually refers to an item designed to protect from the sun; umbrella refers to a device more suited to protect from rain. Often the difference is the material; some parasols are not waterproof.
Umbrellas and parasols are primarily hand-held portable devices designed to shield an individual from sun or rain, and are sized for personal use. Today, larger parasols are often used as fixed or semi-fixed devices, used with patio tables or other outdoor furniture, or as points of shade on a sunny beach. The collapsible/folding umbrella, the direct predecessor to the modern umbrella, originated in China. These Chinese umbrellas were internally supported with bendable, retractable, and extendable joints as well as sliding levers similar to those in use today.
Parasols are sometimes called sunshades. An umbrella may also be called a brolly (UK slang), parapluie (nineteenth century, French origin), rainshade, gamp (British, informal, dated), bumbershoot (American slang).
The word "parasol" (Spanish or French) is a combination of para, meaning to stop or to shield, and sol, meaning sun. "Parapluie" (French) similarly consists of para combined with pluie, which means rain (which in turn derives from pluvia, the Latin word for rain). Hence, a parasol shields from sunlight while a parapluie shields from rain. (Parachute means "shield from fall".)
The word "umbrella" evolved from the Latin umbella (an umbel is a flat-topped rounded flower) or umbra, meaning shaded or shadow (the Latin word, in turn, derives from the Ancient Greek ómbros [όμβρος]). The suffix -elle is used in French to denote "little", thus an umbrelle (umbrella) is a "little shadow".
In Britain, umbrellas are sometimes referred to as "gamps" after the character Mrs. Gamp in the Charles Dickens novel Martin Chuzzlewit, although this usage is now obscure. Mrs. Gamp's character was well known for carrying an umbrella.
Brolly is a slang word for umbrella, used often in Britain, Ireland, New Zealand, Australia, South Africa, and Kenya.
Bumbershoot is a fanciful Americanism from the late 19th century.
In Persia the parasol is repeatedly found in the carved work of Persepolis, and Sir John Malcolm has an article on the subject in his 1815 "History of Persia." In some sculptures, the figure of a king appears attended by a servant, who carries over his head an umbrella, with stretchers and runner complete. In other sculptures on the rock at Taghe-Bostan, supposed to be not less than twelve centuries old, a deer-hunt is represented, at which a king looks on, seated on a horse, and having an umbrella borne over his head by an attendant.
An even older source on the umbrella is perhaps the ancient book of Chinese ceremonies, called Zhou Li (The Rites of Zhou), dating 2400 years ago, which directs that upon the imperial cars the dais should be placed. The figure of this dais contained in Zhou-Li, and the description of it given in the explanatory commentary of Lin-hi-ye, both identify it with an umbrella. The latter describes the dais to be composed of 28 arcs, which are equivalent to the ribs of the modern instrument, and the staff supporting the covering to consist of two parts, the upper being a rod 3/18 of a Chinese foot in circumference, and the lower a tube 6/10 in circumference, into which the upper half is capable of sliding and closing.
The Chinese character for umbrella is 傘 (sǎn) and is a pictograph resembling the modern umbrella in design. Some investigators have supposed that its invention was first created by tying large leaves to bough-like ribs (the branching out parts of an umbrella). Others assert that the idea was probably derived from the tent, which remains in form unaltered to the present day. However, the tradition existing in China is that it originated in standards and banners waving in the air, hence the use of the umbrella was often linked to high-ranking (though not necessarily royalty in China). On one occasion at least, twenty-four umbrellas were carried before the Emperor when he went out hunting. In this case the umbrella served as a defense against rain rather than sun. The Chinese design was later brought to Japan via Korea and also introduced to Persia and the Western world via the Silk Road. The Chinese and Japanese traditional parasol, often used near temples, to this day remains similar to the original ancient Chinese design.
A late Song Dynasty Chinese divination book that was printed in about 1270 AD features a picture of a collapsible umbrella that is exactly like the modern umbrella of today's China.
It also had religious significance. In the Scirophoria, the feast of Athene Sciras, a white parasol was borne by the priestesses of the goddess from the Acropolis to the Phalerus. In the feasts of Dionysos the umbrella was used, and in an old bas-relief the same god is represented as descending ad inferos with a small umbrella in his hand. In the Panathenæa, the daughters of the Metics, or foreign residents, carried parasols over the heads of Athenian women as a mark of inferiority.
According to Gorius, the umbrella came to Rome from the Etruscans who came to Rome for protection, and certainly it appears not infrequently on Etruscan vases and pottery, as also on later gems and rubies. One gem, figured by Pacudius, shows an umbrella with a bent handle, sloping backwards. Strabo describes a sort of screen or umbrella worn by Spanish women, but this is not like a modern umbrella.
The Sanskrit epic Mahabharata (about 4th century) relates the following legend: Jamadagni was a skilled bow shooter, and his devoted wife Renuka would always recover each of his arrows immediately. One time however, it took her a whole day to fetch the arrow, and she later blamed the heat of the sun for the delay. The angry Jamadagni shot an arrow at the sun. The sun begged for mercy and offered Renuka an umbrella.
Jean Baptiste Tavernier, in his 17th century book "Voyage to the East", says that on each side of the Mogul's throne were two umbrellas, and also describes the hall of the King of Ava was decorated with an umbrella. The chháta of the Indian and Burmese princes is large and heavy, and requires a special attendant, who has a regular position in the royal household. In Ava it seems to have been part of the king's title, that he was "King of the white elephant, and Lord of the twenty-four umbrellas." In 1855 the King of Burma directed a letter to the Marquis of Dalhousie in which he styles himself "His great, glorious, and most excellent Majesty, who reigns over the kingdoms of Thunaparanta, Tampadipa, and all the great umbrella-wearing chiefs of the Eastern countries".
Thomas Wright, in his Domestic Manners of the English, gives a drawing from the Harleian MS., No. 604, which represents an Anglo-Saxon gentleman walking out attended by his servant, the servant carrying an umbrella with a handle that slopes backwards, so as to bring the umbrella over the head of the person in front. It probably could not be closed, but otherwise it looks like an ordinary umbrella, and the ribs are represented distinctly.
The use of the parasol and umbrella in France and England was adopted, probably from China, about the middle of the seventeenth century. At that period, pictorial representations of it are frequently found, some of which exhibit the peculiar broad and deep canopy belonging to the large parasol of the Chinese Government officials, borne by native attendants.
John Evelyn, in his Diary for June 22, 1664, mentions a collection of rarities shown to him by "Thompson", a Roman Catholic priest, sent by the Jesuits of Japan and China to France. Among the curiosities were "fans like those our ladies use, but much larger, and with long handles, strangely carved and filled with Chinese characters", which is evidently a description of the parasol.
In Thomas Coryat's Crudities, published in 1611, about a century and a half prior to the general introduction of the umbrella into England, is a reference to a custom of riders in Italy using umbrellas:
And many of them doe carry other fine things of a far greater price, that will cost at the least a duckat, which they commonly call in the Italian tongue umbrellas, that is, things which minister shadowve to them for shelter against the scorching heate of the sunne. These are made of leather, something answerable to the forme of a little cannopy, & hooped in the inside with divers little wooden hoopes that extend the umbrella in a pretty large compasse. They are used especially by horsemen, who carry them in their hands when they ride, fastening the end of the handle upon one of their thighs, and they impart so large a shadow unto them, that it keepeth the heate of the sunne from the upper parts of their bodies.
In John Florio's "A WORLD of Words" (1598), the Italian word Ombrella is translated
a fan, a canopie. also a testern or cloth of state for a prince. also a kind of round fan or shadowing that they vse to ride with in sommer in Italy, a little shade. Also a bonegrace for a woman. Also the husk or cod of any seede or corne. also a broad spreding bunch, as of fenell, nill, or elder bloomes.
In Randle Cotgrave's Dictionary of the French and English Tongues (1614), the French Ombrelle is translated: An umbrello; a (fashion of) round and broad fanne, wherewith the Indians (and from them our great ones) preserve themselves from the heat of a scorching sunne; and hence any little shadow, fanne, or thing, wherewith women hide their faces from the sunne.
In Fynes Moryson's Itinerary (1617) is a similar allusion to the habit of carrying umbrellas in hot countries "to auoide the beames of the Sunne". Their employment, says the author, is dangerous, "because they gather the heate into a pyramidall point, and thence cast it down perpendicularly upon the head, except they know how to carry them for auoyding that danger".
In France, the umbrella (paralpluie) began to appear in 1660s, when the fabric of parasols carried for protection against the sun was coated with wax. The inventory of the French royal court in 1763 mentioned "eleven parasols of taffeta in different colors" as well as "three parasols of waxed toile, decorated around the edges with lace of gold and silver." They were rare, and the word parapluie ("against the rain") did not enter the dictionary of the Académie française until 1718.
18th and 19th centuries
Kersey's Dictionary (1708) describes an umbrella as a "screen commonly used by women to keep off rain".
The first lightweight folding umbrella in Europe was introduced in 1710 by a Paris merchant named Jean Marius, whose shop was located near the barrier of Saint-Honoré. It could be opened and closed in the same way as modern umbrellas, and weighed less than one kilogram. Marius received from the King the exclusive right to produce folding umbrellas for five years. A model was purchased by the Princess Palatine in 1712, and she enthused about it to her aristocratic friends, making it an essential fashion item for Parisiennes. In 1759, a French scientist named Navarre presented a new design to the French Academy of sciences for an umbrella combined with a cane. Pressing a small button on the side of the cane opened the umbrella.
Their use became widespread in Paris. In 1768, a Paris magazine reported:
"The common usage for quite some time now is not to go out without an umbrella, and to have the inconvenience of carrying it under your arm for six months in order to use it perhaps six times. Those who do not want to be mistaken for vulgar people much prefer to take the risk of being soaked, rather than to be regarded as someone who goes on foot; an umbrella is a sure sign of someone who doesn't have his own carriage."
In 1769, the Maison Antoine, a store at the Magasin d'Italie on rue Saint-Denis, was the first to offer umbrellas for rent to those caught in downpours, and it became a common practice. The Lieutenant General of Police of Paris issued regulations for the rental umbrellas; they were made of oiled green silk, and carried a number so they could be found and reclaimed if someone walked off with one.
By 1808 there were seven shops making and selling umbrella in Paris; one shop, Sagnier on rue des Vielles-Haudriettes, received the first patent given for an invention in France for a new model of umbrella. By 1813 there were 42 shops; by 1848 there were three hundred seventy-seven small shops making umbrellas in Paris, employing 1,400 workers. By the end of the century, however, cheaper manufacturers in the Auvergne replaced Paris as the center of umbrella manufacturing, and the town of Aurillac became the umbrella capital of France. The town still produces about half the umbrellas made in France; the umbrella factories there employ about one hundred workers.
In Daniel Defoe's Robinson Crusoe, he constructed his own umbrella in imitation of the those that he had seen used in Brazil. "I covered it with skins," he says, "the hair outwards, so that it cast off the rain like a pent-house, and kept off the sun so effectually, that I could walk out in the hottest of the weather with greater advantage than I could before in the coolest." From this description the original heavy umbrellas came to be called "Robinson" which they retained for many years in England.
Captain James Cook, in one of his voyages in the late 18th century, reported seeing some of the natives of the South Pacific Islands with umbrellas made of palm leaves.
The use of the umbrella or parasol (though not unknown) was uncommon in England during the earlier half of the eighteenth century, as is evident from the comment made by General (then Lieut.-Colonel) James Wolfe, when writing from Paris in 1752, speaks of the use of umbrellas for protection from the sun and rain, and wonders why a similar practice did not occur in England. About the same time, umbrellas came into general use as people found their value, and got over the shyness natural to its introduction. Jonas Hanway, the founder of the Magdalen Hospital, has the credit of being the first man who ventured to dare public reproach and ridicule by carrying one habitually in London. As he died in 1786, and he is said to have carried an umbrella for thirty years, the date of its first use by him may be set down at about 1750. John Macdonald relates that in 1770, he used to be addressed as, "Frenchman, Frenchman! why don't you call a coach?" whenever he went out with his umbrella. By 1788 however they seem to have been accepted: a London newspaper advertises the sale of 'improved and pocket Umbrellas, on steel frames, with every other kind of common Umbrella.' But full acceptance is not complete even today with some considering umbrellas effete.
Since then, the umbrella has come into general use, in consequence of numerous improvements. In China people learned how to waterproof their paper umbrellas with wax and lacquer. The transition to the present portable form is due, partly to the substitution of silk and gingham for the heavy and troublesome oiled silk, which admitted of the ribs and frames being made much lighter, and also to many ingenious mechanical improvements in the framework. Victorian era umbrellas had frames of wood or baleen, but these devices were expensive and hard to fold when wet. Samuel Fox invented the steel-ribbed umbrella in 1852; however, the Encyclopédie Méthodique mentions metal ribs at the end of the eighteenth century, and they were also on sale in London during the 1780s. Modern designs usually employ a telescoping steel trunk; new materials such as cotton, plastic film and nylon often replace the original silk.
National Umbrella Day is held on the 10th day of February each year around the world.
In 1928, Hans Haupt's pocket umbrellas appeared. In 1969, Bradford E Phillips, the owner of Totes Incorporated of Loveland, Ohio obtained a patent for the first "working folding umbrella".
Umbrellas have also been fashioned into hats as early as 1880 and at least as recently as 1987.
Golf umbrellas, one of the largest sizes in common use, are typically around 62 inches (157 cm) across, but can range anywhere from 60 to 70 inches (150 to 180 cm).
Umbrellas are now a consumer product with a large global market. As of 2008, most umbrellas worldwide are made in China, mostly in the Guangdong, Fujian and Zhejiang provinces. The city of Shangyu alone had more than a thousand umbrella factories. In the US alone, about 33 million umbrellas, worth $348 million, are sold each year.
Umbrellas continue to be actively developed. In the US, so many umbrella-related patents are being filed that the U.S. Patent Office employs four full-time examiners to assess them. As of 2008, the office registered three thousand active patents on umbrella-related inventions. Nonetheless, Totes, the largest American umbrella producer, has stopped accepting unsolicited proposals. Its director of umbrella development was reported as saying that while umbrellas are so ordinary that everyone thinks about them, "it's difficult to come up with an umbrella idea that hasn’t already been done."
While the predominate canopy shape of an umbrella is round, canopy shapes have been streamlined to improve aerodynamic response to wind. Examples include the stealth-shaped canopy of Rizotti (1996), scoop-shaped canopy of Lisciandro (2004), and teardrop-shaped canopies of Hollinger (2004).
In 2005 Gerwin Hoogendoorn, a Dutch industrial design student of the Delft University of Technology in the Netherlands, invented an aerodynamically streamlined storm umbrella (with a similar shape as a stealth plane) which can withstand wind force 10 (winds of up to 100 km/h or 70 mp/h) and won't turn inside-out like a regular umbrella as well as being equipped with so-called ‘eyesavers’ which protect others from being accidentally wounded by the tips. Hoogendoorn's storm umbrella was nominated for and won several design awards and was featured on Good Morning America. The umbrella is sold in Europe as the Senz umbrella and is sold under license by Totes in the United States.
The "DAVEK" line of upscale umbrellas features a uniquely strong, patented frame system and unconditional lifetime guarantee. Alan Kaufman's "Nubrella" and Greg Brebner's "Blunt" are other contemporary designs.
In Religious Ceremony
As a canopy of state, umbrellas were generally used in southern and eastern Europe, and then passed from the imperial court into church ceremony. They are found in the ceremonies of the Byzantine Church, were borne over the Host in procession, and form part of the Pontifical regalia.
A large umbrella is displayed in each of the Basilicas of Rome, and a cardinal bishop who receives his title from one of those churches has the privilege of having an umbrella carried over his head in solemn processions. It is possible that the galero (wide-brimmed cardinal's hat) may be derived from this umbrella. Beatiano, an Italian herald, says that "a vermilion umbrella in a field argent symbolises dominion."
An umbrella, also known as the umbraculum or ombrellino, is used in Roman Catholic liturgy as well. It is held over the Holy Sacrament of the Eucharist and its carrier by a server in short processions taking place indoors, or until the priest is met at the sanctuary entrance by the bearers of the processional canopy or baldacchino. It is regularly white or golden (the colours reserved for the Holy Sacrament) and made of silk.
Oriental Orthodox Churches
For protection against attackers
In 1897, journalist J. F. Sullivan proposed the umbrella as a misunderstood weapon in a tongue-in-cheek article for the Ludgate Monthly.
Between 1899 and 1902, both umbrellas and walking sticks as self defence weapons were incorporated into the repertoire of Bartitsu.
In January 1902, an article in The Daily Mirror instructed women on how they could defend themselves from ruffians with an umbrella or parasol.
In March 2011 media outlets revealed that French president Nicolas Sarkozy has started using a £10,000 armor-plated umbrella to protect him from attackers. "Para Pactum" is a Kevlar-coated device made by The Real Cherbourg. It will be carried by a member of Sarkozy's security team.
During the 2014 Hong Kong protests, sometimes referred to as the "Umbrella Revolution", protesters used umbrellas as shields against pepper spray and tear gas from riot police.
As a weapon of attack
In 2005 in a well-known case in South Africa, Brian Hahn, associate professor in mathematics and applied mathematics at the University of Cape Town was beaten to death with an umbrella by ex-doctoral student Maleafisha Steve Tladi.
In the 1992 film Batman Returns, the Penguin (Danny DeVito) sports a bullet and gas-firing umbrella.
In the 1950s Frei Otto transformed the universally used individual umbrella into an item of lightweight architecture. He developed a new umbrella form, based on the minimum surface principle. The tension loaded membrane of the funnel-shaped umbrella is now stretched under the compression-loaded bars. This construction type made it technically and structurally possible to build very large convertible umbrellas. The first umbrellas of this kind (Federal Garden Exhibition, Kassel, 1955) were fixed, Frei Otto constructed the first convertible large umbrellas for the Federal Garden Exhibition in Cologne 1971.
In 1978 he built a group of ten convertible umbrellas for British rock group Pink Floyd´s American tour. The great beauty of these lightweight structures inspired many subsequent projects built all over the world. The largest convertible umbrellas built until now were designed by Mahmoud Bodo Rasch and his team at SL-Rasch to provide shelter from sun and rain for the great mosques in Saudi Arabia.
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